With 15 years of experience on the floor of the New York Stock Exchange, Joseph DePalma brings a unique perspective to his role as client relationship manager with Regal Wealth Advisors. Joseph’s first-hand knowledge of the institutional side of the investment process provides his colleagues with valuable insights, and his ability to support advisors help their clients develop a fuller understanding of where their portfolio needs fit within the landscape of the investment market.
Joseph was born and raised in Oceanside, New York, where he continues to reside with his wife, Kimberly, and their two children, Alex and Joseph. The family enjoys skiing in the winter and summers on the boat. Joseph holds a 50-Gross-Ton Master Captain’s License and enjoys spending his time outside of the office on the water.
SECURITIES LICENSES:
Series 7* – General Securities Representative Exam
Series 63* – Uniform Securities Agent State Law Exam
Series 66* - Uniform Combined State Law Exam
State of New York Life and Health Insurance licenses*held with LPL Financial
University at Albany School of Business- BS in Business Administration
State University of New York